Research Paper|Volume 10, Issue 9|pp 2316—2337

The etiological effect of a new low-frequency ESR1 variant on Mild Cognitive Impairment and Alzheimer’s Disease: a population-based study

Xiaoling Li^1,², Xiaoquan Zhu², Wandong Zhang^3,⁴, Fan Yang², Juan Hui², Jiping Tan⁵, Haiqun Xie⁶, Dantao Peng⁷, Lihua Ma⁸, Lianqi Cui⁹, Shouzi Zhang¹⁰, Zeping Lv¹¹, Liang Sun², Huiping Yuan², Qi Zhou², Luning Wang⁵, Shige Qi¹², Zhihui Wang¹², Caiyou Hu¹³, Ze Yang^1,²

¹Graduate School of Chinese Academy of Medical Science and Peking Union Medical College, Beijing 100001, P.R.China
²The MOH Key Laboratory of Geriatrics, Beijing Hospital, National Center of Gerontology, Beijing 100730, P.R.China
³Department of Pathology and Laboratory of Medicine, Faculty of Medicine, University of Ottawa, Ottawa K1H 8M5, Canada
⁴Human Health Therapeutics, National Research Council of Canada, Ottawa K1A 0R6, Canada
⁵Department of Geriatric Neurology, Chinese PLA General Hospital, Beijing 100730, P.R.China
⁶Department of Neurology, Affiliated Foshan Hospital of Sun Yat-sen University, Foshan 528000, P.R.China
⁷China-Japan Friendship Hospital, Beijing 100029, P.R.China
⁸253 Hospital of PLA, Huhehot 010051, P.R.China
⁹Department of Neurology, 401 Hospital of PLA, Qingdao, Shandong 266100, P.R.China
¹⁰Department of Neurology of Beijing Geriatric Hospital, Beijing 100095, P.R.China
¹¹National Rehabilitation Aids Research Center, Ministry of Civil Affairs, Beijing 100176, P.R.China
¹²National Center for Chronic and Non-communicable Diseae Control and Prevention, Chinease CDC, Beijing 100050, P.R.China
¹³Department of Neurology, Jiangbin Hospital, Guangxi Zhuang Autonomous Region, Nanning 530021, P.R.China

Received: June 21, 2018Accepted: September 6, 2018Published: September 16, 2018

https://doi.org/10.18632/aging.101548

Copyright: © 2018 Li et al. This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 3.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

Abstract

Latent genetic variations of cholesterol metabolism-related genes in late-onset Alzheimer’s disease, especially, as well as in mild cognitive impairment pathogenesis are still to be studied extensively. Thus, we performed the targeted-sequencing of 12 nuclear receptor genes plus APOE which were involved in cholesterol content modulation to screen susceptible genetic variants and focused on a new risk variant ESR1 rs9340803 at 6q25.1 for both late-onset Alzheimer’s disease (OR=3.30[1.84~4.22], p<0.001) and mild cognitive impairment (OR=3.08[1.75~3.89], p<0.001). This low-frequency variant was validated in three independent cohorts totaling 854 late-onset Alzheimer’s disease cases, 1059 mild cognitive impairment cases and 1254 controls from nine provinces of China mainland. Preliminary functional study on it revealed decreased ESR1 expression in vitro. Besides, we detected higher serum Aβ1-40 concentration in participants carrying this variant (p=0.038) and lower plasma total cholesterol level in this variant carriers with late-onset Alzheimer’s disease (p=0.009). In summary, we identified a susceptible variant which might contribute to developing mild cognitive impairment at earlier stage and Alzheimer’s Disease later. Our study would provide new insight into the disease causation of late-onset Alzheimer’s disease and could be exploited therapeutically.

Introduction

Late-onset Alzheimer’s disease (LOAD, OMIM: 104310) is a complex neurodegenerative disease with polygenic background. It’s characterized by extracellular senile plaques (SPs) of which the core protein is β-Amyloid peptide (Aβ), mostly 40- or 42-amino acid peptides, and intracellular neurofibrillary tangles (NFTs) in the brain [1]. A variety of genetic as well as environmental factors have long been believed to associate with LOAD, with APOE as the strongest genetic factor and ageing as the most influential risk factor. Though a number of distinct loci and risk genes have been discovered by several genome-wide association studies (GWAS), the genetic etiology of LOAD remains largely elusive [2–4].

Multiple studies have demonstrated the correlation between altered cholesterol levels and increased Aβ formation in cellular and animals models of LOAD [5–7]. Specifically, optimal cholesterol content in neurons is reported to be critical to the stability of the brain microenvironment [8]. In this respect, several cholesterol metabolism-related nuclear receptor (NR) molecules in LOAD brain have been reported by independent studies [9–11]. However, whether possible NR gene variations, which may functionally cause disturbed cholesterol content and impair normal cholesterol activity, would promote Aβ formation and thus induce LOAD still warrants to be studied extensively. What’s more, exploration on the effect of AD-related NR gene variations in Mild Cognitive Impairment (MCI) patients is still lacking. In this context, we speculate that latent variations of NR genes which would exacerbate Aβ-induced memory impairment through acting on cholesterol modulation are likely to participate in disease development of AD continuum including MCI due to AD as the prodromal phase.

Therefore, the present study is designed to identify disease risk-linked genetic variations of NR genes and explore the possible pathogenic mechanisms basing on the relative large case-control sample groups and with use of bioinformatic tools. With all these efforts, we intend to provide some new knowledge about the effect of potential genetic variations on cholesterol content subtlety as well as consequent Aβ production, which might have impact on MCI and AD incidence.

Results

Population-based etiology analysis of AD-related ESR1 rs9340803

ESR1 variant distribution among AD/MCI/CN

As shown in Fig. 2, this ESR1 variant was demonstrated to associate with AD risk by comparisons between AD cases and controls from our large sample collection and revealed a 3.30-fold risk of developing AD (Fig.2A; Table S3). Higher percentage of the ESR1 rs9340803 minor allele was shown in both AD and MCI cases as compared to that in CNs (4.53%, 4.23% vs. 1.37%; p<0.001), whereas the frequency didn’t differ significantly between AD and MCI cases (p=0.059). Further analyses stratified by sex and age group showed same trend existing as more minor allele carriage in AD and MCI cases (Table S4). Besides, we took APOE into consideration for further stratification, which turned out more APOEε4- AD cases (4.19%) and more APOEε4+ MCI cases (3.37%) with this ESR1 variant separately.

When comparing MCI cases to CNs solely, the disease risk was elevated by 2.08-fold with this ESR1 variant (Fig. 2A b; Table S3). There were more MCI cases with A/G heterogeneous genotype of this ESR1 variant than controls with that genotype when stratified as sex and age group (p<0.01; p<0.01). MCI cases carrying the ESR1 variant but without APOEε4 also displayed high disease risk relative to their CN counterparts (OR: 3.24 (1.74~4.20), p<0.001). However, to carriers with both the ESR1 variant and APOE ε4, there was no significant difference (p=0.190).

ESR1 variant distribution among CI/CN

AD and MCI patients were then combined together as CI cases who had amnesic memory problem in our study. As a result, these cases appeared to possess higher frequency of ESR1 rs9340803 heterozygous genotype (4.36% vs. 1.37%, p<0.001) comparing with controls, indicating the minor allele of rs9340803, like APOEε4, as a risk factor, which was manifested by a 3.18-fold of risk in the occurrence of memory problem in CI cases (Fig. 2B; Table S5). The independent effect of the G allele of this SNP apart from APOEε4 was somewhat greater than that of APOEε4 (OR= 3.23 (1.80~4.05) vs. 1.58 (1.32~1.90); Table S5). Logistic regression analysis with age, sex and APOE fixed confirmed it (Table S6). While, the joint action of the G allele and APOEε4 greatly increased the cognitive anomaly risk, with relative to individuals with both rs9340803 major allele homozygosity and non-APOEε4 (OR= 4.69 (1.39~5.89), p=0.006). Besides, the frequency of the minor allele of this SNP also differed between CI and CN subgroup members as categorized by age and sex separately, with more old and male cases with the minor allele (Table S7). Specifically, among CI cases without APOEε4, this ESR1 variant impacted the risk of disease incidence for not only females but also males (OR=2.74, p=0.048; OR=3.52, p=0.002; Table S8). Gene-gene and gene-environment interaction analyses were additionally done which further validate the joint effect of this ESR1 variant, APOEε4 and aging, with high-risk haplotype G-T-C occupying the potential of increasing disease risk to 2.46 (1.18~3.29)-fold for the elderly all and to 6.54 (0.88~10.52) if aged 70 and older (Supplementary Table S9).

AD-associated traits attributed to ESR1 rs9340803

MMSE of AD and MCI cases. The median MMSE aggregated score (median (Q)) of AD cases was 15(9, 21). There were no statistically significant differences of MMSE scored by AD cases with and without this ESR1 variant (p=0.874), with and without APOEε4 (p=0.178), or between male and female cases (p=0.103), respectively (Table S10). While divergence reached the statistical significance between older (14(9, 20)) and younger (18(13, 22)) elderly (p<0.001). Further APOEε4-stratified analysis still showed no divergences comparing carriers of this ESR1 variation with non-carriers (p=0.423; p=0.710).

The median MMSE aggregated score (median (Q)) of MCI cases was 15(11, 23). There were no statistically significant differences of MMSE scored by MCI cases with and without this ESR1 variant (p=0.488), with and without APOEε4 (p=0.078), respectively, but between male (17(13, 21)) and female (14(11, 17)) cases(p<0.001). While divergence reached the statistical significance between older (15(11, 18)) and younger (16(13, 19)) elderly (p=0.006). Further APOEε4-stratified analysis still showed no divergences comparing carriers of this ESR1 variation with non-carriers (p=0.710).

The median MMSE aggregated score (median (Q)) of CI cases was 15(11, 19). There were no statistically significant differences of MMSE scored by CI cases with and without this ESR1 variant (p=0.504), with and without APOEε4 (p=0.986), respectively, but between male (17(13, 21)) and female (14(11, 17)) cases(p<0.001). While divergence reached the statistical significance between older (15(11, 18)) and younger (16(13, 19)) elderly (p<0.001). Further APOEε4-stratified analysis still showed no divergences comparing carriers of this ESR1 variation with non-carriers (p=0.806).

Serum Aβ-oligomer concentrations. For the overall individuals, serum Aβ1-40, Aβ1-42 concentration and Aβ1-42/1-40 were observed to differ significantly among three subgroups (p<0.001, p<0.001, p<0.001). To be specific, Aβ1-40 concentration and Aβ1-42/1-40 were different in subjects from three subgroups but Aβ1-42 concentration didn’t differ between MCI cases and CNs (p=0.052; Table S11). When comparing CI cases to controls subsequently, same trend persisted (p<0.001, p<0.001, p<0.001) (Table 2). Thus, Aβ1-40, Aβ1-42 and Aβ1-42/1-40 were indicated to potentially constitute the serum Aβ profile along AD disease continuum in our study. Whereas, only divergence of serum Aβ1-40 concentration reached the statistically significant difference for E+/- (p=0.038) subclass with higher Aβ1-40 (47.12(31.46, 53.82) pmol/L) concentration in participants carrying this ESR1 variant, which might imply Aβ1-40 as a more stable biomarker in the blood. Besides, Aβ1-40 concentrations in participants with APOEε4 genotype showed a lack of statistically significant difference in comparison with those with non-APOEε4 (p=0.010; Table S12).

Table 2. Analyses on serum Aβ-oligomer concentrations (pmol/L).

	AD	MCI	CN	p	CI	CN	p
Aβ40	39.69 (21.98, 53.50)	29.63 (15.47, 47.92)	16.52 (4.84, 44.64)	<0.001	32.67 (16.52, 49.81)	16.52 (4.84, 44.64)	<0.001
Aβ42	3.68 (2.17, 5.72)	2.74 (1.22, 4.60)	2.25 (1.08, 4.15)	<0.001	3.06 (1.41, 4.87)	2.25 (1.08, 4.15)	<0.001
Aβ42/40	0.103 (0.078, 0.135)	0.097 (0.073, 0.117)	0.130 (0.081, 0.254)	<0.001	0.10 (0.07, 0.12)	0.13 (0.08, 0.25)	<0.001
	E+	E-		p	A+	A-	p
Aβ40	35.56 (14.84, 57.44)	30.14 (11.98, 48.21)		0.038	33.05 (15.25, 52.09)	29.69 (11.48, 47.80)	0.01
Aβ42	3.76 (1.43, 5.82)	2.80 (1.28, 4.67)		0.124	2.88 (1.33, 4.91)	2.80 (1.29, 4.63)	0.468
Aβ42/40	0.098 (0.080, 0.125)	0.102 (0.075, 0.138)		0.563	0.099 (0.073, 0.124)	0.103 (0.076, 0.141)	0.026

Plasma cholesterol levels. As the notion that elevated plasma cholesterol is a risk factor for AD, four representative indexes of Plasma cholesterols (TC, TG, HDL-c and LDL-c) were tested. In our study, TC (p<0.001) and HDL-c (p=0.050) levels were each significantly differed among individuals from three subgroups (Table S13). As regards to further comparison between CIs and CNs, there were statistically significant divergences as for TC (p<0.001) and TG concentrations (p=0.022), respectively. While, only lower TC levels were observed in the ESR1 variant carriers as compared to those non-carriers (p=0.045; Table S14). These results didn’t change when CI cases (p=0.04) and AD cases only (p=0.009) carrying the ESR1 variant were considered (Table 3). However, there were no statistically significant difference for TC levels in MCI cases carrying the ESR1 variant with relative to the counterparts (p=0.494). Additionally, statistically significant difference was not either showed for TC level between APOEε4 carriers and non-ε4 carriers (p=0.294).

Table 3. Analyses on blood lipids levels (mmol/L).

	All			CI			AD
	E+	E-	p	E+	E-	p	E+	E-	p
Tch	3.96 (1.39, 5.42)	4.79 (3.96, 5.48)	0.045	3.73 (1.30, 5.04)	4.61 (3.77, 5.37)	0.04	3.96 (1.39, 5.42)	4.79 (3.96, 5.48)	0.009
TG	1.58 (0.92, 4.33)	1.28 (0.90, 1.92)	0.315	1.45 (0.89, 4.39)	1.35 (0.90, 2.00)	0.505	1.58 (0.92, 4.33)	1.28 (0.90, 1.92)	0.176
HDL	1.35 (1.11, 1.57)	1.29 (1.10, 1.54)	0.729	1.34 (1.10, 1.58)	1.29 (1.10, 1.51)	0.669	1.35 (1.11, 1.57)	1.29 (1.10, 1.54)	0.38
LDL	2.47 (1.69, 3.52)	2.76 (2.23, 3.31)	0.293	2.44 (1.62, 3.24)	2.74 (2.19, 3.30)	0.159	2.47 (1.69, 3.52)	2.76 (2.23, 3.31)	0.066

Relation of ESR1 rs9340803 with plasma cholesterol levels, serum Aβ oligomer concentrations and MMSE. Serum Aβ1-40 and Aβ1-42 concentrations separately correlated to MMSE score in our study samples (p<0.001, p<0.001). Correlation of TC level to MMSE score also existed in CI cases (p<0.001). What’s more, partial correlation analyses turned out that TC (p<0.001), TG (p<0.001) and LDL-c (p<0.001) correlated to Aβ1-40 in concentration, respectively. Positive correlations between the TC level and Aβ oligomers were noted in individuals the ESR1 variant (p<0.001) even when stratified by APOEε4 (p<0.001).

Functional study of AD-related ESR1 rs9340803

ESR1 rs9340803 G variant potentially damages ESR1 transcription

This intronic SNP residing 45bp downstream of exon4 was predicted by the in silico prediction programs to broke the binding motif for a splice auxiliary protein hnRNP H1 and generate a hnRNP A1 binding motif which would promote exon 4 skipping, impairing the normal regulation activity of intronic splicing process of ESR1 pre-mRNA, which might down-regulate the transcription of ESR1 (Fig. S1).

ESR1 rs9340803 variation affects the expression of the gene

In accordance with previous prediction, dual-luciferase reporters assay showed statistically significant decreased luciferase expression (p<0.001; Fig 3A). This result indicated decreased expression of ESR1 transfected with homozygous G allele, conferring the potential functional relevance of this ESR1 A>G variant.

Figure 3.

Functional study of rs9340803. (A) Relative luciferase activity assay performed with 293T cell line (repeated four times). Firefly luciferase expression was normalized using activity of renilla luciferase. Ratio of the normalized firefly luciferase expression to that of control was used to represent relative luciferase activity. Data represented the mean+s.d. (B) Postulated pathway diagram of estradiol-ER-cholesterol-Aβ formation cycle. Cholesterol-originated estrogen binds to ERα and regulates key enzymes in the cholesterol metabolism. Decreased ESR1 expression caused by rs9340803 A to G variation may disrupt the balance of adequate cholesterol content in the cytoplasm and on the cytomembrane of neuron as a result of decreased ERα activity on those key enzymes, promoting more Aβ production. Red line indicates the direct effect of estrogen ligand and Erα through BACE and black line refers to indirect effect by rugulation of cholesterol content. DHEA: dehydroepiandrosterone; StAR: steroidogenic acute regulatory protein; TSPO: translocator protein; ARO: aromatase.

In silico pathway analysis of Estrogen-ERα-cholesterol in brain

Estrogen deficiency and altered lipid profile are considered significant risk factors for AD. Cholesterol is the substrate for estrogen synthesis and the possible interactions between cholesterol and estrogens in the etiology of AD, may be influenced by the cholesterol metabolism [12]. Bioinformatic pathway analysis regarding the estrogen-ERα-cholesterol cycle was thus done on the basis of ESR1 gene function, previous study results and our preliminary results (Fig. 3). Estradiol (E2 as the most form of estrogen) originating from cholesterol by source, was recognized to bind with estrogen receptor (ERα mostly in hippocampus) at first and promote complex biological outcomes in brain regions at last, playing a protective role in neurodegenerative diseases. Cholesterol content in the cytoplasm and on the membrane was modulated in some way by key enzymes, which can be regulated by interaction of factors like estrogen response elements (EREs) with ERα directly or by estrogen after bind with activated Erα (Fig. 3B).

Discussion

We identified the association of a new ERS1 variant with both AD and MCI risk (AD: OR=3.30(1.84~4.22), p<0.001; MCI: OR=3.08(1.75~3.89), p<0.001) basing on a large cohort (854 AD cases, 1059 MCI cases, 1254 controls). It’s important as we show, for the first time, that this variant with AD risk is also MCI-associated. Meanwhile, our results are derived from population-based study with samples from multiple regions across China mainland relative to similar studies [13–15]. Our findings indicate that low-frequency susceptibility alleles would contribute to the risk of developing both MCI and AD and offer insight into disease causation. The present study also provides supporting evidence for MCI being the specific early-stage AD. Moreover, we emphasize on the significance of this ESR1 variant which potentially possessed etiological relation to MCI and AD, because it might have implication on preclinical intervention usage.

Notably, we also revealed serum Aβ concentrations related to AD and MCI cases with the ESR1 variant. This AD risk-associated variant could affect by increasing the Aβ-oligomer concentrations, that is, higher Aβ1-40 concentration is observed in participants carrying this ESR1 variant in our study (Table 2). Besides, we observed the molecular epidemic characteristics of neurotoxic Aβ isoforms: most Aβ1-40 in AD cases and less in MCI cases while lest in controls; most Aβ1-42 in AD cases while less in MCI cases and controls. That is may mainly because Aβ42 oligomers, which are more hydrophobic and prone to build up, have been reported to emerge preceding Aβ40 during the Aβ cascade process, and Aβ40 oligomers accumulate overwhelmingly as the most form of Aβ species [16,17]. Our results underlie the important role of ESR1 genetic variation in Aβ pathology, and the sequence of Aβ isoforms at different times along the continuum of the degenerative process.

This ESR1 variant is also found to be in correlation with altered blood lipid fractions in AD and MCI cases of our study. But significantly lower plasma TC level is only seen in ESR1 variant carriers with AD diagnosis (Table 3), which can be partially explained that low plasma TC levels could be a result of AD pathology and linked to increased insulin resistance especially in AD patients lack of estrogen protection [18,19]. Lipid metabolism dysregulation is found systematically and in brain among patients with LOAD [7]. In fact, disturbed cholesterol content which would impair the cognitive function have been substantially explored, while, the relation between ERS1 variants and cholesterol level in AD and MCI patients is till poorly understood [20,21]. Considering the fact that altered cholesterol levels accompanied by Aβ accumulation increasing leads to AD development [22–24], we pay much attention to the relationship among ESR1 variation, Aβ concentration and cholesterol levels in AD and MCI cases. In our study, statistically significant correlations exist between Aβ1-40, Aβ1-42 and Aβ1-42/1-40 each and TC levels in ERS1 variant carriers, implying a link between abnormal cholesterol content and Aβ production in brain in the context of ESR1 variation, similar to studies on other cholesterol metabolism-related genes like CLU and SORL1 [13,14]. Whereas, knowledge about the impact of ESR1 variation on cholesterol content and Aβ production in AD patients, particularly in MCI cases, is still lacking.

To explain the possible functional mechanism of impact of ESR1 variation on cholesterol level and Aβ in AD, even in MCI development, we suppose that along with aging, brain microenvironment of individuals carrying this ESR1 variant are much vulnerable to specific environmental factors such as altered lipids levels, thus mutant ERα which partakes in the cholesterol metabolism, would exacerbate cholesterol disturbance and triggers a series of reaction including continually Aβ production and lead to neuronal apoptosis in brain tissues, inducing MCI early and eventual AD later. Our study implies some new ideas on MCI as early phrase of AD development. Correspondingly, bioinformatic pathway analysis ulteriorly hint us that ERα might modulate, in some way, the content of cholesterol in brain by inhibiting several key cholesterol-related enzymes which all are expressed in the hippocampus and regulate the estrogen synthesis at different steps (Fig. 3). Therefore, this variation on ESR1, which might have functional impact by modulating the cholesterol content in brain and thus promoting Aβ production, could be a causal factor among the complex genetic pathological basis of AD.

As one of NR family member, estrogen receptor α (Erα, P03372), encoded by the ERS1 gene, is highly expressed in brain regions especially the hippocampus and hypothalamus which are associated with memory and cognitive performance [25–27]. ERα is activated by binding with estrogen and estrogen-ERs has been proposed to partake in cholesterol metabolism and Aβ accumulation in brains from LOAD patients [28]. In vitro gene expression assay in our study reveals decreased ESR1 expression with homozygous risk alleles. So, it is reasonable to infer that this ESR1 variant might interfere the amount and activity of ERα, leading to loss of neuroprotective effects of estrogen with promoted Aβ production included. Bioinformatic pathway analysis ulteriorly hints us that ERα might take part in modulating, in some way, the content of cholesterol in brain by inhibiting several key cholesterol-related enzymes which all are expressed in the hippocampus and regulate the estrogen synthesis at different steps (Fig. 3), on the ground of local estrogen synthesis with cholesterol as precursor in the hippocampus of adult brain [23,28].

In addition, variants of several cholesterol metabolism modulation-related genes, nuclear receptor encoding genes for example, has been reported by a series of studies to alter the cholesterol level in brain and thus increase Aβ production, exacerbating the cognitive decline as a result [29–31,10]. Based on the overall findings, we, therefore, propose that the ESR1 variant identified in our study might act by perturbing the subtlety of cholesterol content in brain, to promote Aβ production as well as increase Aβ toxicity, and consequently induce cognitive decline which is manifested by worsening cognitive symptoms slightly in the elderly with MCI and severely in AD seniors, whereby participating in the pathological process of AD.

What needs to be emphasized is that we conducted multiple tests based on a relative large sample size. Although Bonferroni correction was adopted in pairwise comparison, there was still a high possibility of type I error. Therefore, results of this study are mostly exploratory, and the corresponding conclusions need to be verified by subsequent studies. No doubt intensive study of the functional effect of this variant is warranted for our following research, we hope findings of the present study may aid in understanding more about the pathological underpinnings of AD.

Materials and Methods

Subjects

A total of 5635 Han Chinese participants were enrolled to our study over a 5-year period (from November 2012 through December 2017) and 3167 eligible ones (57.4% were female) were investigated finally, consisting of 854 cases with LOAD (median age(Q):77.50 [14] year-old), 1059 with mild cognitive impairment (MCI; median age:73.0 [12] year-old) and 1254 age- and region-matched cognitively normal controls (CNs; median age: 65.0 [10] year-old) according to designated inclusion and exclusion criteria (Supplementary Methods). Enrollment basing on cluster random sampling among urban residences had been undertaken from the Beijing Hospital, the Jiangbin Hospital of Guangxi Zhuang Autonomous Region, the Affiliated Foshan Hospital of Sun Yat-sen University, the Chinese Center for Disease Control and Prevention (CDC) and other seven hospitals, dispersing nine provinces across northern and southern China mainland.

All of the individuals affected with dementia due to LOAD were diagnosed using the criteria of the National Institute of Neurological and Communicative Disorders and Stroke and the Alzheimer’s Disease and Related Disorders Association (NINCDS-ADRDA) [32]. Neuroimaging was used to support the probable/possible AD diagnosis based on atrophy in the medial temporal lobe, according to the Fazekas criteria by brain structural MRI [33]. The diagnoses of MCI were reached according to the core clinical criteria of the National Institute on Aging and the Alzheimer’s Association (NIA-AA) [34]. A consensus clinical diagnosis was established by at least two neurologists.

Cognitively normal control subjects were recruited from community-based and hospital-based elderly following the criteria as I) age 50 years or greater; II) no history of suggesting of brain diseases or cognitive decline; and III) no obvious hemorrhage or infarction in brain imaging.

All procedures including blood sample collection were approved by the ethical review boards at the centers involved in this study and written informed consents was obtained from each subject or proxy. The study was performed according to the principles of the Helsinki Accord.

Identification and replication of candidate variants

Targeted sequencing of 12 candidate NR genes and APOE

Twelve cholesterol metabolism-related NR genes (VDR, THRA, ESR1, ESR2, LXRB, PPARA, PPARB, PPARG, AR, GR, RXRA and RXRB) were selected for next-generation sequencing on 73 LOAD patients (Supplementary Methods). We incorporated APOE into the gene panel as well.

Candidate variants selection

To discover new, rare or low-frequency variants that are associated with LOAD, we applied several rigorous analysis steps and selected candidate SNVs enriched in LOAD samples for subsequent association tests basing on given criteria. Detailed selection process referred to Supplementary Methods.

Genotyping of 9 variants using iPLEX Gold chemistry

Candidate rare or low-frequency SNVs were genotyped on 200 LOAD cases and 200 controls using the MassARRAY Compact system (Sequenom, San Diego, CA). Quality control of genotyping was carried out afterwards.

Large scale population screening on ESR1 rs9340803 and APOE

Among multiple population from nine provinces across northern and southern China mainland, additional 2694 individuals composed of 581 LOAD cases, 1059 MCI cases and 1054 controls were screened on APOEε4 and ESR1 rs9340803 genotypes.

Population-based phenotype analyses

Detection of Aβ-oligomer concentrations in the serum

On recognition that as an important biomarker of AD, Aβ can unwittingly accumulate in the brain for years, disrupting nerve connections essential for thinking and memory, and can enter systematic blood via the blood-brain barrier, we detected the concentration of serum Aβ-oligomers exploiting the Human/Rat Amyloid (40/42) ELISA Kit (WAKO; Osaka, Japan).

Detection of blood lipid fractions levels

Given that several studies have demonstrated high concentrations of plasma cholesterol increased the risk of AD, fasting lipid fractions (total cholesterol [TC], triglycerides [TGs], high-density lipoprotein cholesterol [HDL-C] and low-density lipoprotein cholesterol [LDL-C]) were studied.

Preliminary analysis on the functional effect of ESR1 rs9340803

In silico damaging prediction of ESR1 rs9340803

Splicing factor analysis and damaging prediction was conducted by exploiting several online websites, that is MutationTaster (http://www.mutationtaster.org/), Sfmap (http://sfmap.technion.ac.il/) and Human Splicing Finder (http://www.umd.be/HSF3/index.html), to explore on the potential effect of ESR1 rs9340803 A to G variation.

In vitro expression assay of mutated ESR1

Firefly luciferase and renilla luciferase reporter gene expression assay and kymographs were performed to analyze the expression of ESR1 transfected with wild-type or variant RTN3 constructs on 293T cell line for preliminary functional exploration on ESR1 variation.

Bioinformatic pathway analysis

KEGG (http://www.genome.jp/kegg/pathway.html) and Gene Ontology (http://www.geneontology.org/) were utilized for in silico pathway analysis linking ESR1 to AD pathogenesis.

Statistical analysis

Genotypes were evaluated for departure from Hardy-Weinberg equilibrium (HWE) in the controls using chi-squared tests. Variants with p<0.05 were considered to deviate from HWE. Minor allele frequency (MAF) of variants were used as the risk allele frequencies and 4% was defined as the prevalence of AD [1].

Data were presented as number and percentages for categorical variables. Given the high inter-individual variability, most of the continuous data produced in this paper were non-normally distributed (assessed via Kolmogorov-Smirnov, Shapiro-Wilk tests, and visual inspection of Q-Q plots). Thus median (interquartile [Q] or [25%, 75%]) thus was used. When appropriate, parametric tests were computed, but for the most part, the non-parametric alternative had to be adopted. Mann-Whitney U test and Kruskal-Wallis test were used, respectively, to compare means of groups of variables skewly distributed. The frequencies of categorical variables were compared using Pearson χ2 or Fisher’s exact test, when appropriate. Bonferroni correction was used to correct multiple testing. Logistic regression and correlation analyses were performed. A p value less than 0.05 was considered statistically significant. Odds ratios (ORs) and 95% confidence interval (CI) were also calculated using SSPS 19.0 V software (SPSS Inc., Chicago, IL, USA).

Conclusions

We present a new low-frequency risk variant, ESR1 rs9340803, in both LOAD and MCI cases, which might possess etiological relation to AD along the whole disease continuum. This ESR1 variation independently or synergistically with APOE, elevates the risk of cognitive damaging for cases in our study. We put forward that, for the first time, this variation on ESR1, which might have functional impact by modulating the cholesterol content in brain and thus promoting Aβ production, could be a causal factor among the complex genetic pathological basis of AD.

Supplementary Materials

Supplementary Tables and Figures

Supplementary Materials and Methods

Author Contributions

Z.Y. and C.Y.H. designed the study strategy. C.Y.H., W.Z.H., X.H.Q., T.J.P., P.D.T., M.L.H., C.L.Q., Z.S.Z., L.Z.P., W.L.N. and Q.S.G. recruited the participants and collected their information and blood samples. X.L.L., Z.X.Q., Z.W.D., and Y.F. performed the experiments. X.L.L., Z.X.Q., S.L., Y.H.P. and Z.Q. performed the data analysis, data management and reference collection. X.L.L. and Z.Y. wrote the manuscript. All authors reviewed the manuscript.

Acknowledgments

We thank all participants who offered their genomic DNA and clinical information for this study and appreciate the work of all clinicians who helped evaluate samples and data.

Conflicts of Interest

The authors declare no competing financial interests relevant to this article. All financial and material support for this research has no potential conflicts.

Funding

This work is supported by grants from by the Natural Science Foundation of China & Guangxi (81400790, 81370445, 3176029, 81460203, 1355005-6-2 and 2014GXNSFDA118028), the National Department Public Benefit Research Foundation by Ministry of Health P. R. China (201302008), and 12th 5 Year National Program from the Chinese Ministry of Scientific Technology (2012BAI10B01, 2015BAI06B03).

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